Morgan Stanley Legal Jobs Mumbai
• Investigates irregularities and anomalous activities and documents results; • Escalate unresolved issues or potential violations of Morgan Stanley`s policies or external rules and regulations to its manager, coverage compliance and business unit senior management. • Processing of onboarding/reactivation requests for T360 suppliers (legal) • Management of documentation of legal invoices and related exceptions • Maintain the consultant`s database of external advisors and time approval • Assess information security for law firms and other vendors • Coordinate with legal and compliance staff for rights reviews and related proceedings About Morgan Stanley Morgan Stanley is a leading global financial services firm offering a broad range of investment banking, securities, investment management and wealth management. The firm`s staff serves clients worldwide, including corporate, government and individuals, from more than 1,200 offices in 42 countries. The Legal and Compliance Department Center of Excellence (« LCDCOE ») is an extended arm of various global compliance teams. LCDCOE is responsible for compliance oversight, including monitoring and/or testing activities in areas such as institutional sales and trading (ISG), wealth management (WM), investment management (IM), regulatory relations, and the Global Financial Crimes (GFC) function. Specific activities managed by LCDCOE include, but are not limited to, facilitating regulatory license applications and registrations for individuals, overseeing company, customer and employee transactions, and external business interests. Discover the growth opportunities and career benefits we can offer technologists that big techs and startups often can`t. • Regular preparation of management information reports; Know your value™. Get a free, personalized salary estimate based on today`s job market. Legal & Compliance Internship Program, designed to develop highly motivated professionals by providing a stimulating and supportive environment to understand the business and reach maximum potential. When you register, you will complete a training program that covers the policies and procedures of the legal and compliance department. There are senior executive presentations and professional skills workshops along the way to provide you with a well-rounded experience. Summer analysts spend 10 weeks working on live projects, understanding business operations and how the Legal & Compliance division supports Morgan Stanley and its business.
It can be difficult to do this alone. Learn how a professional can work with you to create a wealth management plan that will help you achieve your goals. • Review and analysis of business monitoring reports and alerts from vendor monitoring systems, as well as signing the alarm closure with respect to the business activities of employees, customers and the company; Stand out from the crowd with the perfect cover letter The diversity of our team allows for exceptional ideas, while a commitment to internal career mobility means there are always opportunities to learn, innovate and succeed. Together, we work to find solutions to complex problems, always putting the customer first. Come and join us! While first-quarter GDP data confirm that the U.S. and Eurozone are in recession, there are signs from China of a slowdown that is shorter than expected. • Track record of academic excellence. • Great attention to detail and ability to manage competing priorities. • Excellent written and oral communication skills.
• Ability to analyze and synthesize a variety of data to create well-designed and meaningful summaries and reports. • Ability to solve problems and develop effective processes. • You have experience in MS Office preferably Excel • You will have excellent academic results successfully in extracurricular activities, as well as strong communication skills and the ability to work and interact with others. • Advise and guide employees on their external investments and activities; • Monitor evolving regulatory requirements and adapt supervisory models accordingly; At Morgan Stanley India, a culture of collaboration allows you to take on new challenges, knowing that you have colleagues and mentors to support you every step of the way.